Ng, Wai Man (SFC:ARI542) 吳慧敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2008-07-21 | 2010-04-10 | Rep | Dealing in securities | 2008-07-21 | 2010-04-10 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-04-04 | 2013-02-15 | Rep | Dealing in securities | 2011-04-04 | 2013-02-15 |
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