Pang, Wing Yi 彭詠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-17 | 2015-12-31 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-12-20 | |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2017-12-20 | |
| 4 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-12-20 | Rep | Dealing in securities | 2017-12-20 |
| 5 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2016-07-15 | 2017-09-13 | Rep | Asset management | 2016-07-15 | 2017-09-13 | Rep | Dealing in securities | 2016-07-15 | 2017-09-13 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-07-23 | 2010-06-13 |
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