Shen, Qiong (SFC:AJN890) 沈琼

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI COMMODITIES & FUTURES LIMITED Rep Dealing in futures contracts 2004-03-13 2011-01-27
2 BOCI SECURITIES LIMITED Rep Dealing in securities 2004-03-13 2019-02-01
Rep Dealing in futures contracts 2005-10-14 2011-07-27
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Rep Dealing in futures contracts 2019-04-01
4 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2019-03-18
Rep Advising on securities 2019-04-01

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