Shen, Qiong (SFC:AJN890) 沈琼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2019-04-01 | |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-13 | 2011-01-27 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-14 | 2011-07-27 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-04-01 | |
| 5 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-13 | 2019-02-01 |
| 6 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2019-03-18 |
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