Stradmoor, Norman Alexanda 施耐宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2008-09-30 | 2009-05-18 | Rep | Dealing in securities | 2008-09-30 | 2009-05-18 | Rep | Advising on securities | 2009-06-29 | 2011-11-10 | Rep | Dealing in securities | 2009-06-29 | 2012-09-14 | Rep | Dealing in futures contracts | 2010-01-14 | 2012-09-14 |
| 2 | Nittan Securities Asia Limited | RO | Dealing in futures contracts | 2015-08-28 | RO | Dealing in securities | 2015-08-28 |
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