Tam, Denise Yuk Yin 譚玉燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2008-04-15 | 2017-04-03 | Rep | Dealing in securities | 2008-04-15 | 2017-04-03 | Rep | Dealing in futures contracts | 2010-08-31 | 2017-04-03 | Rep | Leveraged foreign exchange trading | 2011-09-23 | 2015-02-05 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-06-22 | 2019-01-25 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-06-22 | 2019-01-25 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-02-15 | Rep | Advising on futures contracts | 2019-03-05 |
| 5 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2020-06-15 | |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-02-15 | Rep | Advising on securities | 2019-03-05 |
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