Tang, Lai Hing 鄧麗馨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-12 | 2012-08-23 | Rep | Dealing in futures contracts | 2008-03-07 | 2012-08-23 |
2 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2018-04-16 | 2019-01-10 |
3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-10-16 | 2007-04-16 | Rep | Dealing in securities | 2007-11-19 | 2008-02-01 |
4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-16 | 2007-04-16 |
5 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-01-29 | 2015-03-18 |
6 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2015-01-29 | 2015-03-18 |
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