To, Ming Fan 杜明訓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-09 | Rep | Dealing in securities | 2010-12-09 | Rep | Leveraged foreign exchange trading | 2011-06-22 | 2014-11-26 | Rep | Advising on securities | 2021-02-09 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2009-07-22 | 2010-11-27 | Rep | Dealing in futures contracts | 2009-07-22 | 2010-11-27 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-10-08 | 2010-11-27 | Rep | Advising on securities | 2008-10-27 | 2010-11-27 | Rep | Leveraged foreign exchange trading | 2010-07-05 | 2010-11-27 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-11-03 | 2007-01-03 |
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