Tse, Daniel Chi Kin 謝志堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-10 | 2015-06-20 | Rep | Advising on securities | 2013-10-15 | 2015-06-20 | Rep | Dealing in futures contracts | 2014-06-11 | 2015-06-20 |
| 2 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in securities | 2020-07-16 | 2020-08-28 | Rep | Advising on securities | 2020-07-16 | 2021-10-28 | Rep | Dealing in futures contracts | 2020-07-16 | 2021-10-28 | RO | Dealing in securities | 2020-08-28 | RO | Advising on securities | 2021-10-28 | RO | Dealing in futures contracts | 2021-10-28 | RO | Advising on futures contracts | 2023-01-18 | RO | Automated trading services | 2023-05-25 | RO | Asset management | 2024-03-22 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-29 | 2020-05-15 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-06-29 | 2018-08-27 | Rep | Advising on securities | 2015-06-29 | 2020-05-15 | RO | Dealing in securities | 2018-08-27 | 2020-05-15 |
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