Tse, Kitty Kit Ming 謝潔明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-09-22 | 2019-09-02 | Rep | Dealing in securities | 2010-09-22 | 2019-09-02 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-06-28 | 2021-11-16 | Rep | Dealing in securities | 2021-06-28 | 2021-11-16 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2010-08-18 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2010-08-18 |
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