Tse, Kitty Kit Ming 謝潔明

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2010-09-22 2019-09-02
Rep Dealing in securities 2010-09-22 2019-09-02
2 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2021-06-28 2021-11-16
Rep Dealing in securities 2021-06-28 2021-11-16
3 Morgan Stanley Asia Limited Rep Advising on corporate finance 2004-02-11
Rep Advising on securities 2004-02-11
Rep Automated trading services 2004-02-11
Rep Dealing in securities 2010-08-18
4 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2004-02-11
Rep Dealing in futures contracts 2010-08-18

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