Wong, Chung Kin (SFC:AGC199) 黃忠健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-01-26 | 2020-11-20 | Rep | Dealing in securities | 2007-01-26 | 2020-11-20 | Rep | Leveraged foreign exchange trading | 2011-09-07 | 2014-11-25 | Rep | Advising on securities | 2020-07-07 | 2020-11-20 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-25 | 2007-01-22 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-07-17 | Rep | Advising on securities | 2003-07-17 | Rep | Asset management | 2003-07-17 | Rep | Automated trading services | 2003-07-17 | Rep | Dealing in securities | 2007-01-22 | Rep | Leveraged foreign exchange trading | 2004-08-07 | 2007-01-22 |
| 4 | Harmonia Capital Limited | Rep | Advising on securities | 2020-12-02 | Rep | Dealing in securities | 2020-12-02 | 2020-12-23 | RO | Dealing in securities | 2020-12-23 | Rep | Asset management | 2023-04-11 |
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