Wong, Joanna Kwan 王筠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-08 | Rep | Dealing in securities | 2011-07-08 | Rep | Leveraged foreign exchange trading | 2014-01-27 | 2014-11-26 | Rep | Advising on securities | 2020-12-23 |
| 2 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-03-20 | 2010-03-01 | Rep | Dealing in futures contracts | 2008-11-06 | 2010-03-01 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-02 | 2011-07-06 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-02 | 2011-07-06 |
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