Wong, Ming Lai (SFC:AMH300) 王銘麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | Rep | Dealing in securities | 2009-07-02 | Rep | Leveraged foreign exchange trading | 2011-04-29 | 2014-11-26 | Rep | Advising on securities | 2021-04-27 |
| 2 | CTBC Asia Limited | Rep | Dealing in securities | 2006-09-18 | 2007-08-04 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-27 | 2006-05-10 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-07-22 | 2006-05-10 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-07-22 | 2006-05-10 |
| 6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-09-03 | 2008-11-01 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-23 | 2008-11-01 | Rep | Dealing in futures contracts | 2007-09-14 | 2008-11-01 |
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