Wong, Joyce Suk Wah 黃淑華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2011-04-13 2014-01-30
Rep Dealing in securities 2011-04-13 2014-01-30
Rep Leveraged foreign exchange trading 2011-09-08 2014-01-30
2 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2003-10-15
Rep Advising on securities 2003-10-15
Rep Asset management 2003-10-15
Rep Automated trading services 2003-10-15
Rep Dealing in securities 2011-03-31
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2003-10-17 2011-03-31
Rep Dealing in securities 2003-10-17 2011-03-31
4 DL Family Office (HK) Limited Rep Asset management 2016-04-19 2018-04-30
5 EM Asset Management Limited Rep Advising on securities 2024-02-02
Rep Asset management 2024-02-02
6 Mega Success Investment Management Limited Rep Advising on securities 2019-11-25 2020-01-22
Rep Asset management 2019-11-25 2020-01-22

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