Woo, Herman Hon Man 胡瀚文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-20 | 2011-01-19 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-09-27 | 2007-03-26 | Rep | Dealing in securities | 2007-04-11 | 2011-01-19 | Rep | Automated trading services | 2009-12-01 | 2011-01-19 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-28 | 2012-03-01 |
| 4 | BOCOM International Securities Limited | Rep | Dealing in securities | 2012-10-25 | 2014-05-15 |
| 5 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2014-06-11 | 2017-05-05 |
| 6 | Grey Investment Limited | Rep | Asset management | 2012-07-25 | 2012-10-05 |
| 7 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2004-01-19 | Rep | Advising on securities | 2005-08-24 |
| 8 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2017-11-22 | 2018-02-28 | RO | Dealing in securities | 2018-02-28 | 2022-03-18 |
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