Woo, Ka Wing 胡嘉詠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2017-03-29 | Rep | Dealing in securities | 2007-09-27 | 2017-03-29 | Rep | Advising on securities | 2013-03-14 | 2017-03-29 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2017-04-21 | 2018-09-14 | Rep | Dealing in securities | 2017-04-21 | 2018-09-14 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-05 | Rep | Dealing in securities | 2018-10-05 |
| 4 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2006-03-06 | 2007-08-30 |
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