Yang, Xiaoqing (SFC:AKN223) 楊晓青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-04-30 | 2004-11-16 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2011-01-27 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-19 | 2020-01-13 | Rep | Dealing in futures contracts | 2005-10-24 | 2020-01-13 | Rep | Leveraged foreign exchange trading | 2011-07-06 | 2014-12-17 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-03-04 | Rep | Dealing in futures contracts | 2020-03-04 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-03-04 | Rep | Dealing in securities | 2020-03-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy