Yau, Shari Siu Yeung 尤小陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-01-11 | 2013-03-06 | Rep | Dealing in securities | 2011-01-11 | 2013-09-23 | Rep | Dealing in futures contracts | 2013-04-02 | 2013-09-23 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-09-25 | 2018-02-23 |
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