Ye, Yingcong 叶英聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2008-11-14 | 2014-01-22 | Rep | Dealing in securities | 2008-11-14 | 2014-01-22 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2018-07-03 | 2020-12-18 | Rep | Asset management | 2018-07-03 | 2020-12-18 |
| 3 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2016-05-25 | 2018-06-25 | Rep | Asset management | 2016-05-25 | 2018-06-25 | Rep | Dealing in securities | 2016-05-25 | 2018-06-25 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-03-02 | 2016-05-19 | Rep | Dealing in securities | 2016-03-02 | 2016-05-19 |
| 5 | Zhong Ou Asset Management International Limited | Rep | Advising on securities | 2021-02-10 | RO | Asset management | 2021-02-10 |
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