Yeung, Ying Wai (SFC:AQS662) 楊盈慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2008-06-05 | 2009-07-21 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2008-03-27 | 2008-06-20 | Rep | Dealing in futures contracts | 2009-08-18 | 2016-08-24 | Rep | Dealing in securities | 2009-08-18 | 2016-08-24 | Rep | Leveraged foreign exchange trading | 2011-06-08 | 2014-11-26 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-07 | 2018-09-28 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-07 | 2018-09-28 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-11 | Rep | Advising on futures contracts | 2018-11-15 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-11 | Rep | Advising on securities | 2018-11-15 |
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