Yu, Yam Lo 虞歆璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-10-04 | 2019-11-22 | Rep | Dealing in securities | 2006-10-04 | 2019-11-22 | Rep | Leveraged foreign exchange trading | 2012-04-12 | 2014-11-24 | Rep | Advising on securities | 2018-07-27 | 2019-11-22 |
| 2 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-09 | |
| 3 | CMB International Securities Limited | Rep | Advising on securities | 2020-01-09 | Rep | Dealing in securities | 2020-01-09 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-04-19 | 2006-08-10 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-19 | 2006-08-10 |
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