Yuen, Albert Ka Lun 袁嘉麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-12-12 | 2014-06-30 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-23 | 2014-02-10 | Rep | Dealing in securities | 2009-09-23 | 2014-02-10 | Rep | Advising on futures contracts | 2009-10-21 | 2014-02-10 | Rep | Advising on securities | 2009-10-21 | 2014-02-10 | RO | Advising on futures contracts | 2014-02-10 | 2023-09-01 | RO | Advising on securities | 2014-02-10 | 2023-09-01 | RO | Dealing in futures contracts | 2014-02-10 | 2023-09-01 | RO | Dealing in securities | 2014-02-10 | 2023-09-01 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-05-02 | 2009-08-10 | Rep | Automated trading services | 2008-11-07 | 2009-08-10 | Rep | Dealing in futures contracts | 2008-11-07 | 2009-08-10 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-05-02 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-05-02 | 2008-11-24 |
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