Yung, Zico Shu-gor 翁樹果
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-19 | 2017-02-21 | Rep | Dealing in futures contracts | 2009-02-26 | 2017-02-21 | Rep | Leveraged foreign exchange trading | 2013-02-04 | 2014-11-26 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-03-06 | 2018-09-14 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-03-06 | 2018-09-14 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-10-05 | Rep | Dealing in futures contracts | 2018-10-05 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-05 | Rep | Dealing in securities | 2018-10-05 |
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