Zhang, Jian Bin (SFC:AGA700) 張劍斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-12-29 | 2013-02-07 | Rep | Dealing in securities | 2006-12-29 | 2013-02-07 | Rep | Dealing in futures contracts | 2013-04-30 | 2014-03-14 | Rep | Dealing in securities | 2013-04-30 | 2014-03-14 | Rep | Leveraged foreign exchange trading | 2013-08-05 | 2014-03-14 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-08-19 | |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-08-19 | |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-03-25 | 2021-07-20 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-03-25 | 2021-07-20 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-03-25 | 2021-07-20 | Rep | Advising on securities | 2015-04-08 | 2021-07-20 |
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