Chan, Ka Wai (SFC:AFH270) 陳家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-05-21 | Rep | Advising on futures contracts | 2007-06-18 | Rep | Advising on securities | 2007-06-18 | Rep | Asset management | 2007-06-18 | Rep | Dealing in securities | 2007-06-18 | Rep | Advising on futures contracts | 2007-11-30 | 2018-08-28 | Rep | Advising on securities | 2007-11-30 | 2018-08-28 | Rep | Asset management | 2007-11-30 | 2018-08-28 |
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