Chen, Chi Ho (SFC:AUI937) 陳志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-08-15 | 2013-04-19 | Rep | Dealing in securities | 2011-08-15 | 2013-04-19 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-07-22 | 2017-04-10 | Rep | Asset management | 2015-07-22 | 2017-04-10 | Rep | Dealing in securities | 2015-07-22 | 2017-04-10 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2019-03-21 | 2019-06-13 | Rep | Dealing in securities | 2019-03-21 | 2019-06-13 | RO | Advising on securities | 2019-06-13 | 2021-09-01 | RO | Dealing in securities | 2019-06-13 | 2021-09-01 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-21 | 2011-07-29 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-12-21 | 2011-07-29 |
| 6 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2017-04-27 | 2017-10-27 | Rep | Asset management | 2017-04-27 | 2017-10-27 | Rep | Dealing in securities | 2017-04-27 | 2017-10-27 | RO | Advising on securities | 2017-10-27 | 2019-02-15 | RO | Asset management | 2017-10-27 | 2019-02-15 | RO | Dealing in securities | 2017-10-27 | 2019-02-15 |
| 7 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2013-10-11 | 2015-07-10 | Rep | Asset management | 2013-10-11 | 2015-07-10 |
| 8 | Sensible Asset Management Limited | Rep | Advising on securities | 2013-10-11 | 2015-07-10 | Rep | Asset management | 2013-10-11 | 2015-07-10 |
| 9 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2013-10-11 | 2015-07-10 | Rep | Asset management | 2013-10-11 | 2015-07-10 | Rep | Dealing in securities | 2013-10-11 | 2015-07-10 |
| 10 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2013-10-11 | 2015-07-10 | Rep | Asset management | 2013-10-11 | 2015-07-10 | Rep | Dealing in securities | 2013-10-11 | 2015-07-10 |
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