Chung, Tat Yin 鍾達賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2010-05-03 | 2018-01-20 | Rep | Advising on securities | 2010-05-03 | 2018-01-20 | Rep | Asset management | 2010-05-03 | 2018-01-20 | Rep | Dealing in securities | 2015-11-03 | 2018-01-20 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-11-09 | 2019-11-04 | Rep | Asset management | 2018-11-09 | 2019-11-04 | RO | Advising on securities | 2019-11-04 | 2021-03-31 | RO | Asset management | 2019-11-04 | 2021-03-31 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2018-02-02 | 2018-04-20 | Rep | Asset management | 2018-02-02 | 2018-04-20 | RO | Advising on securities | 2018-04-20 | 2018-08-31 | RO | Asset management | 2018-04-20 | 2018-08-31 |
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