Koo, Joan Shuk Ching 古淑貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2010-03-01 | 2012-03-31 | Rep | Advising on securities | 2010-03-01 | 2013-10-10 |
2 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-12-04 | 2016-07-12 |
3 | WM (HK) Limited | Rep | Advising on securities | 2005-09-09 | 2009-07-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy