Koo, Joan Shuk Ching 古淑貞

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Dealing in securities 2010-03-01 2012-03-31
Rep Advising on securities 2010-03-01 2013-10-10
2 KARL-THOMSON SECURITIES COMPANY LIMITED Rep Dealing in securities 2013-12-04 2016-07-12
3 WM (HK) Limited Rep Advising on securities 2005-09-09 2009-07-01

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