Lai, Chin Wai 賴展懷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-10-15 | |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2021-10-15 | |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-10-15 | |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-10-15 | |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-11-02 | |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2021-11-02 | |
| 7 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-10-31 | 2012-11-09 |
| 8 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2008-10-31 | 2012-11-09 |
| 9 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2012-11-19 | 2014-09-08 |
| 10 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-11-19 | 2014-09-08 |
| 11 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-10-06 | 2016-07-30 |
| 12 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2014-10-06 | 2016-07-30 |
| 13 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2016-12-02 | 2018-05-11 |
| 14 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Dealing in securities | 2016-12-02 | 2018-05-11 |
| 15 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2018-07-17 | 2020-03-30 |
| 16 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-07-06 | 2021-09-24 |
| 17 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-07-06 | 2021-09-24 |
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