Lai, Chin Wai 賴展懷

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2008-10-31 2012-11-09
2 Manulife Investment Management (Hong Kong) Limited Rep Advising on securities 2012-11-19 2014-09-08
3 UBS Asset Management (Hong Kong) Limited Rep Advising on securities 2014-10-06 2016-07-30
4 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Rep Advising on securities 2016-12-02 2018-05-11
5 UBS Asset Management (Hong Kong) Limited Rep Advising on securities 2018-07-06 2021-09-24
6 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2021-10-15
7 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Advising on securities 2021-10-15
8 UBS Asset Management (Hong Kong) Limited Rep Asset management 2018-07-17 2020-03-30
9 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management 2021-11-02
10 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Asset management 2021-11-02
11 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Dealing in securities 2008-10-31 2012-11-09
12 Manulife Investment Management (Hong Kong) Limited Rep Dealing in securities 2012-11-19 2014-09-08
13 UBS Asset Management (Hong Kong) Limited Rep Dealing in securities 2014-10-06 2016-07-30
14 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Rep Dealing in securities 2016-12-02 2018-05-11
15 UBS Asset Management (Hong Kong) Limited Rep Dealing in securities 2018-07-06 2021-09-24
16 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in securities 2021-10-15
17 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2021-10-15

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