Lam, Chor Ha 林楚霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2012-04-20 | 2015-05-12 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-03-01 | 2012-03-30 | Rep | Dealing in securities | 2010-03-01 | 2012-03-30 |
| 3 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-20 | 2015-05-12 |
| 4 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | Rep | Asset management | 2005-01-19 | Rep | Dealing in securities | 2005-01-19 | Rep | Advising on securities | 2009-05-21 |
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