Lau, Man (SFC:AJG153) 劉敏

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2008-08-04 2023-05-06
Rep Dealing in securities 2020-01-10 2023-05-06
2 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Asset management 2004-02-02 2004-05-19
3 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Rep Advising on securities 2006-08-07 2008-03-27
4 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED Rep Advising on securities 2006-08-07 2008-01-18

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