Lee, Louisa Wai Han 李慧嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-09-27 | |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-09-27 | |
| 3 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-09-27 | |
| 4 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2005-09-22 | 2010-02-08 |
| 5 | Allianz Global Investors Hong Kong Limited | Rep | Asset management | 2005-09-22 | 2010-02-08 |
| 6 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2007-02-07 | 2010-07-31 |
| 7 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Asset management | 2007-02-07 | 2010-07-31 |
| 8 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-11-03 | 2012-07-06 |
| 9 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-11-03 | 2012-07-06 |
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