Mak, Winnie Yuen Kwun 麥婉鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-12-13 | 2007-10-24 | Rep | Advising on securities | 2011-08-22 | 2019-01-10 | Rep | Dealing in securities | 2011-08-22 | 2019-01-10 | RO | Advising on securities | 2019-01-10 | RO | Dealing in securities | 2019-01-10 |
| 2 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2007-10-29 | 2011-07-28 | Rep | Dealing in securities | 2007-12-03 | 2011-07-28 |
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