Ng, King Kwong 吳景光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-10-04 | 2012-10-11 | Rep | Advising on securities | 2007-10-04 | 2012-10-11 | Rep | Asset management | 2007-10-04 | 2012-10-11 | Rep | Dealing in securities | 2007-10-04 | 2012-10-11 |
2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2012-10-24 | 2014-11-11 | Rep | Asset management | 2012-10-24 | 2014-11-11 |
3 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2021-01-12 | Rep | Asset management | 2021-01-12 | Rep | Dealing in securities | 2021-01-12 |
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