Ng, Lai Ming (SFC:AGO942) 吳麗明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-05-27 | 2012-03-30 | Rep | Dealing in securities | 2010-05-27 | 2012-03-30 |
| 2 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2006-06-22 | 2009-10-21 |
| 3 | Sun Life Hong Kong Limited | Rep | Advising on corporate finance | 2005-03-03 | Rep | Asset management | 2005-03-03 | Rep | Advising on securities | 2006-04-27 |
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