Shum, Edmond Kwong Wai 沈廣威

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 ANGUS MOORE LIMITED Rep Advising on securities 2007-04-10 2008-07-07
2 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Dealing in securities 2010-03-01 2012-03-31
Rep Advising on securities 2010-03-01 2019-01-30
3 T G HOLBORN (HK) LIMITED Rep Advising on securities 2008-12-23 2009-02-17

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top