Shum, Edmond Kwong Wai 沈廣威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGUS MOORE LIMITED | Rep | Advising on securities | 2007-04-10 | 2008-07-07 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2010-03-01 | 2012-03-31 | Rep | Advising on securities | 2010-03-01 | 2019-01-30 |
| 3 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2008-12-23 | 2009-02-17 |
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