Soon, Sara Mang Yan 孫漫殷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-06-26 | 2011-10-11 | Rep | Dealing in securities | 2009-08-05 | 2011-10-11 |
| 2 | ZURICH ADVISORY (HK) LIMITED | Rep | Advising on securities | 2009-02-02 |
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