Wong, Yim Chun 王炎震

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2005-03-23
2 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2006-09-25
3 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2005-03-23
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep 2006-09-25
4 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2005-01-25
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep 2006-09-25 2021-12-28
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED RO 2021-12-28
5 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2005-03-23
6 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2006-03-21
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep 2019-05-17

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