Yang, Yu (SFC:ALD507) 楊煜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-08-25 | 2005-03-29 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-08-25 | 2005-03-29 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-08-31 | 2006-06-02 |
| 4 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2008-09-09 | 2020-08-01 |
| 5 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-09-09 | 2020-08-01 |
| 6 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-09-09 | 2020-08-01 |
| 7 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2008-09-09 | 2020-08-01 |
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