Lim, Chun Yin Nicholas 林雋彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2017-04-10 | 2017-06-30 | Rep | Dealing in securities | 2017-04-10 | 2017-06-30 |
| 2 | GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED | Rep | Dealing in securities | 2018-04-17 | 2019-10-29 |
| 3 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2021-08-19 | 2022-05-31 | Rep | Dealing in securities | 2021-08-19 | 2022-05-31 |
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