Yu, Ka Lam 余嘉琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BCT Financial Limited | Rep | Advising on securities | 2016-05-20 | 2021-05-25 | Rep | Dealing in securities | 2016-05-20 | 2021-05-25 |
2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-10-31 | 2016-04-22 | Rep | Advising on securities | 2021-09-23 | Rep | Dealing in securities | 2021-09-23 |
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