Kwan, Ringo Cheukkai 關卓啟

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International (Asia) Limited Rep Advising on corporate finance 2010-03-11 2010-04-28
Rep Dealing in securities 2010-03-11 2011-04-01
RO Advising on corporate finance 2010-04-28 2011-04-01
Rep Advising on corporate finance 2011-07-28 2011-09-05
Rep Dealing in securities 2011-07-28 2011-09-05
RO Dealing in securities 2011-09-05 2012-02-28
RO Advising on corporate finance 2011-09-05 2014-08-08
Rep Dealing in securities 2012-02-28 2014-08-08
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2006-12-27 2007-01-04
RO Advising on corporate finance 2007-01-04 2010-02-20
Rep Dealing in securities 2007-01-22 2010-02-20
3 ELSTONE CAPITAL LIMITED RO Advising on corporate finance 2018-08-09
4 ELSTONE SECURITIES LIMITED RO Dealing in securities 2019-03-06
5 HAITONG INTERNATIONAL CAPITAL LIMITED Rep Advising on securities 2004-01-12
Rep Advising on corporate finance 2005-12-16
RO Advising on corporate finance 2005-12-16 2006-12-16
6 KGI CAPITAL ASIA LIMITED Rep Advising on corporate finance 2014-08-25 2014-11-14
Rep Dealing in securities 2014-08-25 2014-12-09
RO Advising on corporate finance 2014-11-14 2018-07-19
RO Dealing in securities 2014-12-09 2018-07-19
7 KINGSTON CORPORATE FINANCE LIMITED RO Advising on corporate finance 2011-04-18 2011-07-09
8 KINGSTON SECURITIES LIMITED Rep Dealing in securities 2011-04-13 2011-07-09

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