Kwan, Ringo Cheukkai 關卓啟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-01-12 | |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-12-16 | |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2005-12-16 | 2006-12-16 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2006-12-27 | 2007-01-04 |
| 5 | Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2007-01-04 | 2010-02-20 |
| 6 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-01-22 | 2010-02-20 |
| 7 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2010-03-11 | 2010-04-28 |
| 8 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2010-03-11 | 2011-04-01 |
| 9 | BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2010-04-28 | 2011-04-01 |
| 10 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-13 | 2011-07-09 |
| 11 | KINGSTON CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2011-04-18 | 2011-07-09 |
| 12 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2011-07-28 | 2011-09-05 |
| 13 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2011-07-28 | 2011-09-05 |
| 14 | BOCOM International (Asia) Limited | RO | Dealing in securities | 2011-09-05 | 2012-02-28 |
| 15 | BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2011-09-05 | 2014-08-08 |
| 16 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2012-02-28 | 2014-08-08 |
| 17 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2014-08-25 | 2014-11-14 |
| 18 | KGI CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2014-08-25 | 2014-12-09 |
| 19 | KGI CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2014-11-14 | 2018-07-19 |
| 20 | KGI CAPITAL ASIA LIMITED | RO | Dealing in securities | 2014-12-09 | 2018-07-19 |
| 21 | ELSTONE CAPITAL LIMITED | RO | Advising on corporate finance | 2018-08-09 | 2022-04-29 |
| 22 | ELSTONE SECURITIES LIMITED | RO | Dealing in securities | 2019-03-06 | 2022-04-29 |
| 23 | SBI China Capital Hong Kong Securities Limited | RO | Advising on corporate finance | 2022-06-07 |
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