Cheung, Siu Kai 張兆佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2007-12-11 | 2008-01-23 | Rep | Advising on corporate finance | 2007-12-11 | 2014-11-18 | Rep | Dealing in securities | 2008-09-05 | 2014-11-18 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-06-03 | 2014-11-18 | Rep | Advising on securities | 2014-10-06 | 2014-11-18 |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-11-28 | 2018-06-21 | RO | Advising on corporate finance | 2018-06-21 | 2018-09-12 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-11-28 | 2018-06-21 | RO | Dealing in securities | 2018-06-21 | 2018-09-12 |
| 5 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2005-02-25 | 2007-02-10 | Rep | Dealing in securities | 2005-02-25 | 2007-02-10 |
| 6 | Joy Silver Limited | Rep | Dealing in securities | 2007-03-13 | 2007-11-30 | Rep | Advising on corporate finance | 2007-03-27 | 2007-11-30 |
| 7 | MAXA CAPITAL LIMITED | RO | Advising on corporate finance | 2019-11-08 | RO | Dealing in securities | 2019-11-08 |
| 8 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-11-09 | 2018-12-21 | RO | Advising on corporate finance | 2018-12-21 | 2019-10-31 |
| 9 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2018-11-09 | 2018-12-21 | RO | Dealing in securities | 2018-12-21 | 2019-10-31 |
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