Chow, Andy Siu Hang 周兆恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-09-25 | 2011-08-05 |
| 2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2011-09-12 | 2014-03-07 | Rep | Dealing in securities | 2011-09-12 | 2015-09-07 | RO | Advising on corporate finance | 2014-03-07 | 2016-08-06 | RO | Dealing in securities | 2015-09-07 | 2016-08-06 |
| 3 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2016-08-30 | 2016-10-12 | Rep | Dealing in securities | 2016-08-30 | 2016-10-12 | Rep | Advising on securities | 2016-08-30 | 2016-12-05 | RO | Advising on corporate finance | 2016-10-12 | 2016-12-05 | RO | Dealing in securities | 2016-10-12 | 2016-12-05 |
| 4 | CELESTIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2017-02-03 | 2018-02-28 | RO | Dealing in securities | 2017-02-03 | 2018-02-28 |
| 5 | EDDID CAPITAL LIMITED | RO | Advising on corporate finance | 2020-05-06 | 2022-05-13 | RO | Dealing in securities | 2020-05-06 | 2022-05-13 |
| 6 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-05-10 | 2018-07-10 | RO | Advising on corporate finance | 2018-07-10 | 2020-05-01 | RO | Dealing in securities | 2019-08-15 | 2020-05-01 |
| 7 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-05-10 | 2018-07-10 | RO | Dealing in securities | 2018-07-10 | 2020-05-01 |
| 8 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-06-09 | 2007-08-21 |
| 9 | MAXA CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-11-30 | 2023-01-10 | Rep | Dealing in securities | 2022-11-30 | 2023-01-10 | RO | Advising on corporate finance | 2023-01-10 | RO | Dealing in securities | 2023-01-10 |
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