Pak, Hiu Ching 白曉青

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KINGSWAY CAPITAL LIMITED Rep Advising on corporate finance 2004-09-24
KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep 2004-01-20 2004-09-24
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep 2004-09-30 2006-07-14
Daiwa Capital Markets Hong Kong Limited Rep 2006-07-19 2006-12-01
Daiwa Capital Markets Hong Kong Limited RO 2006-12-01 2007-05-18
Daiwa Capital Markets Hong Kong Limited Rep 2007-05-18 2009-06-08
Daiwa Capital Markets Hong Kong Limited RO 2009-06-08 2011-01-10
BOCOM International (Asia) Limited Rep 2011-01-13 2012-10-08
Ping An of China Capital (Hong Kong) Company Limited Rep 2012-10-16 2012-12-14
Ping An of China Capital (Hong Kong) Company Limited RO 2012-12-14 2014-04-25
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2014-04-30 2014-06-16
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO 2014-06-16 2021-09-30
2 KINGSWAY CAPITAL LIMITED Rep Advising on securities 2004-01-06
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2014-05-16 2021-09-30
3 KINGSWAY CAPITAL LIMITED Rep Asset management 2004-01-06
4 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in securities 2004-01-20 2004-09-24
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep 2004-09-30 2006-07-14
Daiwa Capital Markets Hong Kong Limited Rep 2006-07-19 2011-01-10
BOCOM International (Asia) Limited Rep 2011-01-13 2012-10-08
PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep 2012-12-14 2014-04-25
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2014-04-30 2014-07-28
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO 2014-07-28 2021-09-30

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