Wong, King Chung (SFC:APB407) 黃勁聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2009-09-28 | 2014-05-27 | Rep | Dealing in securities | 2009-09-28 | 2014-05-27 | RO | Advising on corporate finance | 2014-05-27 | 2014-08-29 | RO | Dealing in securities | 2014-05-27 | 2014-08-29 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2017-08-14 | 2019-08-08 | RO | Dealing in securities | 2017-08-14 | 2019-08-08 | RO | Advising on securities | 2018-08-31 | 2019-08-08 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2018-11-07 | 2019-08-08 | RO | Advising on securities | 2018-11-07 | 2019-08-08 | RO | Dealing in securities | 2018-11-07 | 2019-08-08 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2019-09-05 | 2019-11-15 | Rep | Dealing in securities | 2019-09-05 | 2019-11-15 | RO | Dealing in securities | 2019-11-15 | 2023-07-24 | RO | Advising on corporate finance | 2019-11-15 | 2023-08-09 | Rep | Dealing in securities | 2023-07-24 | 2023-08-09 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-06-07 | 2008-05-22 | Rep | Advising on securities | 2007-06-07 | 2008-05-22 | Rep | Dealing in securities | 2007-06-07 | 2008-05-22 |
| 6 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2014-09-29 | 2015-03-10 | Rep | Dealing in securities | 2014-09-29 | 2015-03-10 | RO | Advising on corporate finance | 2015-03-10 | 2017-06-27 | RO | Dealing in securities | 2015-03-10 | 2017-06-27 |
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