Xu, Hua (SFC:AWY442) 徐樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2011-05-25 | 2014-11-28 | Rep | Dealing in securities | 2011-05-25 | 2014-11-28 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2012-03-29 | 2014-11-28 | Rep | Advising on securities | 2014-10-06 | 2014-11-28 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-01-16 | 2023-05-09 | Rep | Advising on securities | 2022-12-29 | 2023-05-09 |
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