Pang, Jimmy Kar-yin 彭家賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2007-03-01 | 2009-09-21 |
| 2 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2006-09-11 | 2006-09-29 | AllianceBernstein Hong Kong Limited | Rep | 2006-11-28 | 2009-09-21 | BOCOM International Securities Limited | Rep | 2010-12-20 | 2011-02-14 | BOCOM International Securities Limited | RO | 2011-02-14 | 2012-03-29 |
| 3 | AllianceBernstein Hong Kong Limited | Rep | Asset management | 2006-11-28 | 2009-09-21 | BOCOM International Asset Management Limited | Rep | 2010-12-20 | 2011-02-14 | BOCOM International Asset Management Limited | RO | 2011-02-14 | 2012-03-29 |
| 4 | AllianceBernstein Hong Kong Limited | Rep | Dealing in futures contracts | 2007-03-01 | 2009-09-21 |
| 5 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2007-03-01 | 2009-09-21 |
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